PINNACLE ASSOCIATES LTD

Q4 2020 13F-HR Holdings

Location
New York, NY
Holdings as of
12/31/2020
Date filed
1/26/2021
Form type
13F-HR
Num holdings
703
Total value ($000)
$4,924,786
Net value change ($000)
+714,489 (17.0%)
New positions
47
Sold out positions
21
Turnover %
3.8%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Seagen Inc. 61,498 NEW
PLUG 53,285 66.7%
COHR 27,336 76.7%
JNJ 21,080 18.9%
AMBA 19,831 65.3%
QRVO 16,534 21.6%
VB 15,907 27.6%
PRKS 15,547 64.2%
IRDM 13,496 44.2%
Mandiant, Inc. 13,449 75.3%
Top Reduces (Value $000, Stocks/ETFs)
Seagen Inc. -72,748 -100.0%
REGN -10,849 -17.5%
DLR -6,017 -11.7%
BABA -4,710 -26.4%
GILD -4,285 -37.3%
AMGN -3,126 -17.5%
HD -2,965 -8.4%
MGNX -2,951 -27.4%
INTERCEPT PHARMACEUTICALS, INC. -2,607 -44.1%
WERN -2,322 -12.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 159 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type