Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Q4 2020 13F-HR Holdings
Net value change ($000)
+141,248
(12.1%)
New positions
38
Sold out positions
18
Turnover %
1.6%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q3 2020
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| AAPL | 10,258 | 33.7% |
| INTC | 9,162 | 271.8% |
| IEMG | 6,446 | 18.0% |
| VTV | 5,568 | 26.9% |
| IQLT | 5,409 | 22.8% |
| EFV | 5,304 | 34.7% |
| VCSH | 5,224 | 4.1% |
| QUAL | 5,175 | 22.5% |
| VTIP | 5,143 | 5.5% |
| AMZN | 4,914 | 27.9% |
Top Reduces (Value $000, Stocks/ETFs)
| AMD | -11,351 | -94.2% |
| ADBE | -6,676 | -29.8% |
| JPM | -2,876 | -81.1% |
| DHR | -2,268 | -91.2% |
| Invesco Exchange-Traded Self-Indexed Fund Trust | -2,126 | -100.0% |
| MRK | -1,645 | -66.3% |
| QQQ | -1,580 | -23.1% |
| VGSH | -1,456 | -3.2% |
| Grayscale Funds Trust | -1,206 | -26.1% |
| BA | -1,046 | -42.2% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
1,221
(0.1% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|