Annex Advisory Services, LLC

Q1 2021 13F-HR Holdings

Location
Elm Grove, WI
Holdings as of
3/31/2021
Date filed
4/22/2021
Form type
13F-HR
Num holdings
202
Total value ($000)
$1,038,797
Net value change ($000)
+17,570 (1.7%)
New positions
23
Sold out positions
14
Turnover %
6.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/28/2021 Next filing: 7/29/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GDX 44,644 NEW
VTI 12,072 13.6%
VB 8,726 15.6%
SPSM 7,662 12.4%
FCX 4,164 NEW
IJR 3,702 13.4%
WEC 3,532 22.6%
VIG 3,521 8.1%
SPTM 3,206 2.8%
UNP 3,022 150.6%
Top Reduces (Value $000, Stocks/ETFs)
XLV -71,817 -85.2%
SH -21,900 -99.2%
VGT -9,895 -8.9%
AAPL -3,806 -12.7%
PHM -2,769 -100.0%
AMT -2,078 -83.3%
WMT -1,888 -33.0%
KHC -1,673 -100.0%
NFLX -1,089 -76.8%
SPDW -927 -26.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type