Cetera Investment Advisers

Q1 2021 13F-HR Holdings

Location
Schaumburg, IL
Holdings as of
3/31/2021
Date filed
5/17/2021
Form type
13F-HR
Num holdings
1,614
Total value ($000)
$5,081,224
Net value change ($000)
+28,367 (0.6%)
New positions
183
Sold out positions
148
Turnover %
2.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/17/2021 Next filing: 8/13/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FTCS 67,533 211.5%
LMBS 30,980 172.1%
SCHD 30,392 59.0%
ABT 24,248 214.4%
TIP 19,354 162.2%
RDVY 12,823 55.6%
SDY 11,520 55.8%
IJH 7,965 19.6%
VTV 7,640 20.7%
SCHP 7,387 144.3%
Top Reduces (Value $000, Stocks/ETFs)
JPST -45,964 -94.7%
VTI -28,427 -25.6%
LQD -21,893 -46.8%
VXUS -18,259 -35.4%
BND -15,781 -33.8%
AAPL -12,387 -5.3%
IVV -11,801 -17.5%
RSP -11,767 -67.6%
ESGU -10,761 -46.4%
VTIP -10,314 -61.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 56 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type