Annex Advisory Services, LLC

Q3 2021 13F-HR Holdings

Location
Elm Grove, WI
Holdings as of
9/30/2021
Date filed
10/18/2021
Form type
13F-HR
Num holdings
213
Total value ($000)
$1,222,444
Net value change ($000)
-11,111 (-0.9%)
New positions
14
Sold out positions
19
Turnover %
1.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/29/2021 Next filing: 1/31/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IYG 19,314 20.2%
CSCO 3,111 NEW
WBA 2,379 782.6%
UNP 1,901 33.5%
LIN 1,684 52.5%
WEC 1,641 10.3%
PFF 1,588 22.6%
VTI 1,400 1.2%
ABBV 1,348 9.0%
V 1,205 13.1%
Top Reduces (Value $000, Stocks/ETFs)
SPTM -9,768 -8.2%
VGT -9,050 -7.9%
SPSM -4,787 -7.1%
TSM -4,672 -85.6%
GDX -4,667 -9.6%
AMGN -3,312 -94.3%
IJR -3,015 -10.0%
LVS -2,162 -100.0%
AAPL -2,116 -7.0%
ENPH -1,838 -56.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type