NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Q3 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2021
Date filed
11/5/2021
Form type
13F-HR
Num holdings
43
Total value ($000)
$1,813,640
Net value change ($000)
+81,769 (4.7%)
New positions
12
Sold out positions
0
Turnover %
0.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/29/2021 Next filing: 2/7/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IQSU 28,303 6.5%
New York Life Investments ETF Trust 15,125 9.0%
SCHA 10,717 130.5%
IQSI 9,910 5.5%
MGC 7,972 24.1%
VGK 3,885 NEW
USHY 3,841 136.8%
BKLN 2,854 26.3%
GVI 1,995 8.2%
New York Life Investments ETF Trust 1,942 0.8%
Top Reduces (Value $000, Stocks/ETFs)
New York Life Investments ETF Trust -8,191 -2.7%
IWD -4,965 -22.8%
HFXI -3,733 -2.4%
IEMG -2,711 -57.0%
SHYG -2,043 -27.4%
IJH -636 -29.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type