OPPENHEIMER ASSET MANAGEMENT INC.

Q3 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
1,190
Total value ($000)
$7,032,429
Net value change ($000)
+10,236 (0.1%)
New positions
52
Sold out positions
64
Turnover %
1.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/3/2021 Next filing: 2/2/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EMXC 40,253 NEW
ABNB 17,454 3356.5%
AMZN 13,094 11.6%
NFLX 8,795 28.8%
CRM 7,403 12.5%
PAYC 7,046 36.0%
PIONEER NATURAL RESOURCES CO 6,785 96.1%
LNC 6,700 65.6%
GOOGL 6,527 9.2%
ETN 6,200 160.1%
Top Reduces (Value $000, Stocks/ETFs)
IEMG -40,520 -97.9%
MSFT -14,662 -6.8%
SPX FLOW, Inc. -9,706 -42.0%
ADBE -9,056 -11.0%
BABA -8,332 -55.6%
MGA -8,093 -18.3%
CHE -7,527 -90.9%
FISV -7,109 -39.7%
PYPL -7,096 -11.4%
IDXX -6,815 -40.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type