OPPENHEIMER & CO INC

Q3 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
1,485
Total value ($000)
$5,342,388
Net value change ($000)
-237,081 (-4.2%)
New positions
120
Sold out positions
135
Turnover %
2.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/3/2021 Next filing: 2/2/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GXO 10,237 NEW
GSY 9,285 262.7%
MINT 7,059 132.9%
C 6,743 26.4%
SHY 6,282 41.0%
JPST 6,207 205.9%
GE 5,505 NEW
MRNA 5,241 24.7%
NVAX 5,135 477.7%
SRLN 4,924 NEW
Top Reduces (Value $000, Stocks/ETFs)
BABA -14,779 -38.9%
AMZN -13,494 -11.1%
META -13,396 -16.9%
IDXX -13,024 -58.0%
XPO -12,972 -58.2%
PYPL -12,542 -30.2%
SPHB -12,429 -49.8%
NVDA -12,171 -22.0%
HD -9,213 -16.5%
RZV -9,002 -84.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type