Location
Milwaukee, WI
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
894
Total value ($000)
$4,891,718
Net value change ($000)
-771,603 (-13.6%)
New positions
15
Sold out positions
22
Turnover %
6.7%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/13/2021 Next filing: 2/3/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
HYG 54,856 NEW
MSFT 10,945 11.8%
GOOGL 6,694 20.1%
AAPL 6,372 6.5%
MRNA 6,139 NEW
GE 5,136 NEW
GOOGL 5,052 15.6%
TSLA 4,793 20.1%
AMZN 3,297 4.9%
JPM 3,136 14.7%
Top Reduces (Value $000, Stocks/ETFs)
IEMG -156,021 -23.1%
IVV -151,470 -38.4%
EEM -129,397 -85.1%
EFA -117,105 -100.0%
VOO -103,695 -18.5%
SPY -63,139 -100.0%
IJH -56,191 -11.5%
LQD -50,463 -40.2%
IEFA -44,006 -5.7%
WOW -30,272 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 NORTHWESTERN MUTUAL LIFE INSURANCE CO 028-00229