Dakota Wealth Management

Q3 2021 13F-HR Holdings

Location
Palm Beach Gardens, FL
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
347
Total value ($000)
$869,402
Net value change ($000)
+29,446 (3.5%)
New positions
42
Sold out positions
29
Turnover %
9.2%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/2/2021 Next filing: 2/10/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MELI 9,418 NEW
MRK 6,938 2786.3%
MRNA 6,406 NEW
SHY 5,473 571.3%
CTAS 5,473 332.5%
LLY 4,957 253.4%
CZR 4,774 NEW
FLOT 4,361 1169.2%
LOW 3,834 381.1%
EMR 3,710 NEW
Top Reduces (Value $000, Stocks/ETFs)
INTC -7,031 -100.0%
ETN -6,264 -80.2%
ABBV -5,673 -68.8%
EA -5,072 -100.0%
WMT -4,463 -63.1%
ADBE -3,975 -40.9%
CVX -3,960 -27.1%
WHR -3,940 -93.8%
VLO -3,934 -100.0%
LQD -3,529 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 5,068 (0.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type