Cetera Investment Advisers

Q3 2021 13F-HR Holdings

Location
Schaumburg, IL
Holdings as of
9/30/2021
Date filed
11/16/2021
Form type
13F-HR
Num holdings
1,794
Total value ($000)
$6,289,006
Net value change ($000)
+62,774 (1.0%)
New positions
133
Sold out positions
123
Turnover %
2.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/13/2021 Next filing: 2/14/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SCHD 14,073 13.3%
QYLD 9,352 550.1%
SOXX 8,951 209.4%
AAPL 8,349 3.3%
IVV 7,368 9.0%
LMBS 7,310 16.1%
XLK 6,283 37.9%
SPY 6,253 11.3%
ESGU 5,564 18.0%
SCHWAB STRATEGIC TRUST 5,415 75.5%
Top Reduces (Value $000, Stocks/ETFs)
SDY -10,065 -31.1%
UWM -8,151 -100.0%
IYW -7,987 -62.2%
XLI -7,920 -49.7%
BRK-B -7,530 -28.7%
RDVY -7,212 -17.5%
USMV -6,036 -27.8%
XLE -5,365 -29.6%
TIP -5,245 -14.2%
BA -4,993 -21.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 65 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type