Dakota Wealth Management

Q4 2021 13F-HR Detailed Holdings

Location
Palm Beach Gardens, FL
Holdings as of
12/31/2021
Date filed
2/10/2022
Form type
13F-HR
Num holdings
590
Total value ($000)
$947,997
Net value change ($000)
+78,595 (9.0%)
New positions
67
Sold out positions
24
Turnover %
5.1%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/15/2021 Next filing: 5/13/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 10,361 27.8%
MSFT 7,889 22.4%
NKE 7,358 201.6%
ULTA 6,234 140.2%
IXUS 5,433 NEW
XOM 4,809 1145.0%
LLY 4,794 69.3%
HD 4,244 34.7%
UNH 4,053 177.7%
AVGO 4,006 111.1%
Top Reduces (Value $000, Stocks/ETFs)
MELI -6,722 -71.4%
MRNA -6,153 -96.1%
XSOE -5,018 -91.9%
META -4,742 -31.4%
CZR -4,426 -92.7%
PM -3,410 -56.6%
VZ -2,858 -79.6%
DIS -2,746 -40.6%
EEM -2,395 -38.6%
OZON -2,183 -78.7%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 742 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 BELLE HAVEN INVESTMENTS, L.P.
2 BOSTON PARTNERS SECURITIES, L.L.C.
3 Brown Advisory LLC 028-05775
4 CHARTWELL INVESTMENT PARTNERS /ADV
5 Clearbridge Investments, LLC 028-11611
6 Dakota Wealth Management 028-16362
7 First Fiduciary Investment Counsel, Inc. 028-07360
8 HGK ASSET MANAGEMENT INC 028-01321
9 Karpus Management, Inc. 028-11445
10 LAZARD ASSET MANAGEMENT LLC 028-10469
11 NATIXIS ADVISORS, L.P.
12 NEBRASKA FURNITURE MART INC 028-06104
13 RENAISSANCE GROUP LLC 028-04884
14 WCM INVESTMENT MANAGEMENT, LLC 028-07104
15 Ziegler Capital Management, LLC 028-10982