Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Q4 2021 13F-HR Holdings
Net value change ($000)
+247,148
(14.1%)
New positions
96
Sold out positions
28
Turnover %
5.8%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q3 2021
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| MTUM | 30,275 | NEW |
| OZ | 22,604 | NEW |
| AAPL | 7,717 | 17.0% |
| QUAL | 7,037 | 17.0% |
| VNQ | 6,437 | 18.8% |
| VTV | 5,588 | 14.5% |
| VEA | 5,348 | 16.6% |
| IQLT | 4,690 | 11.2% |
| CFLT | 4,597 | NEW |
| MSFT | 4,597 | 12.7% |
Top Reduces (Value $000, Stocks/ETFs)
| ROK | -3,292 | -77.5% |
| Grayscale Funds Trust | -2,669 | -79.9% |
| TSLA | -2,667 | -16.0% |
| SCHWAB STRATEGIC TRUST | -2,305 | -32.8% |
| BSCL | -2,136 | -100.0% |
| ADBE | -2,079 | -9.2% |
| VZ | -1,341 | -42.0% |
| Medallia, Inc. | -1,129 | -100.0% |
| COP | -894 | -56.8% |
| T | -780 | -52.5% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
28
(0.0% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|