Cetera Investment Advisers

Q1 2023 13F-HR Holdings

Location
Schaumburg, IL
Holdings as of
3/31/2023
Date filed
5/15/2023
Form type
13F-HR
Num holdings
2,164
Total value ($000)
$11,441,405
Net value change ($000)
+651,395 (6.0%)
New positions
163
Sold out positions
107
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/14/2023 Next filing: 8/10/2023 SEC filing

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
QUAL 84,952 568.2%
FDL 74,775 637.9%
AAPL 62,511 25.1%
IEMG 48,358 95.5%
IUSB 44,111 28.7%
EFG 31,990 58.8%
NVDA 29,076 89.4%
IVV 28,666 7.6%
QQQ 27,156 27.5%
MSFT 26,197 21.2%
Top Reduces (Value $000, Stocks/ETFs)
ESGU -76,251 -52.6%
EEMV -38,838 -85.2%
SHYG -29,949 -68.9%
IJR -19,612 -24.3%
FNCL -18,421 -90.7%
MINT -17,832 -80.4%
JPST -15,870 -14.0%
SPYM -13,949 -59.8%
DIA -13,504 -34.6%
MTUM -13,199 -74.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 104 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type