Foundations Investment Advisors, LLC

Q3 2023 13F-HR Holdings

Location
Phoenix, AZ
Holdings as of
9/30/2023
Date filed
10/5/2023
Form type
13F-HR
Num holdings
639
Total value ($000)
$3,247,585
Net value change ($000)
+227,116 (7.5%)
New positions
115
Sold out positions
48
Turnover %
11.4%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Invesco Exchange-Traded Self-Indexed Fund Trust 92,753 NEW
IVW 41,906 12974.0%
SFLR 36,005 NEW
UJUL 28,990 NEW
DJUL 22,970 NEW
IVE 21,621 NEW
QQQ 20,193 153.0%
TFLO 18,157 NEW
SMH 17,628 5723.4%
EFV 17,520 51.7%
Top Reduces (Value $000, Stocks/ETFs)
TDSC -60,714 -21.8%
TDSB -25,772 -26.0%
CLSM -24,251 -22.9%
XLK -23,395 -41.6%
Exchange Listed Funds Trust -21,739 -30.5%
XLP -21,209 -96.4%
RPHS -19,435 -23.3%
ESGU -17,525 -95.2%
Exchange Listed Funds Trust -16,155 -36.4%
Exchange Listed Funds Trust -13,949 -34.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type