Dakota Wealth Management

Q3 2023 13F-HR Holdings

Location
Palm Beach Gardens, FL
Holdings as of
9/30/2023
Date filed
10/24/2023
Form type
13F-HR
Num holdings
656
Total value ($000)
$2,266,149
Net value change ($000)
+140,862 (6.6%)
New positions
74
Sold out positions
58
Turnover %
4.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 7/31/2023 Next filing: 1/30/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IJR 11,543 393.3%
IAU 10,910 3530.7%
VIG 10,458 1376.1%
VHT 10,435 562.5%
SCHD 9,624 203.2%
VXF 9,494 NEW
PIONEER NATURAL RESOURCES CO 8,505 439.1%
VTV 8,413 841.3%
AVUV 7,623 3061.4%
RSP 7,109 353.5%
Top Reduces (Value $000, Stocks/ETFs)
AZO -9,991 -85.0%
MRK -9,778 -64.1%
PANW -7,009 -65.9%
WYNN -6,324 -100.0%
QQQ -4,972 -25.3%
TLT -4,658 -92.5%
KMI -3,410 -45.3%
AVGO -3,133 -13.6%
OEF -2,735 -10.6%
MCD -2,640 -21.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 2,038 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type