Annex Advisory Services, LLC

Q3 2023 13F-HR Holdings

Location
Elm Grove, WI
Holdings as of
9/30/2023
Date filed
11/1/2023
Form type
13F-HR
Num holdings
254
Total value ($000)
$1,652,730
Net value change ($000)
-149,010 (-8.3%)
New positions
24
Sold out positions
20
Turnover %
9.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/24/2023 Next filing: 2/13/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TLT 109,437 NEW
AVDV 22,142 89.2%
AVEM 13,555 16.4%
QUAL 11,922 NEW
IPAR 8,093 NEW
MS 7,561 83.5%
FTNT 6,324 114.4%
CTAS 4,638 72.2%
ROL 4,479 NEW
IJR 4,228 3.7%
Top Reduces (Value $000, Stocks/ETFs)
VTI -121,304 -53.1%
TLH -85,417 -92.9%
XLE -44,510 -97.6%
GDX -41,723 -99.1%
COWZ -21,453 -20.4%
AVUV -14,285 -15.1%
VB -13,650 -26.0%
VGT -5,549 -10.9%
F -5,250 -91.5%
ALL -5,123 -90.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type