Avantax Planning Partners, Inc.

Q3 2023 13F-HR Holdings

Location
Dubuque, IA
Holdings as of
9/30/2023
Date filed
11/6/2023
Form type
13F-HR
Num holdings
362
Total value ($000)
$2,390,505
Net value change ($000)
-124,934 (-5.0%)
New positions
20
Sold out positions
29
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/18/2023 Next filing: 2/9/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
HYMB 14,820 25.9%
JEPI 12,461 NEW
FAST 3,389 138.4%
MUB 2,606 9.0%
SCHWAB STRATEGIC TRUST 1,939 2.0%
WK 1,798 NEW
RWR 1,726 NEW
PGX 1,351 12.9%
UPS 1,333 302.3%
CVX 1,062 21.6%
Top Reduces (Value $000, Stocks/ETFs)
FLRN -68,269 -92.5%
SCHG -21,937 -5.6%
SCHV -8,957 -3.1%
SCHD -5,547 -2.1%
JMUB -3,979 -14.7%
AAPL -3,818 -11.2%
VIG -2,903 -7.7%
FMB -2,869 -6.1%
SCHZ -2,705 -1.8%
MSFT -2,624 -15.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type