OPPENHEIMER & CO INC

Q3 2023 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2023
Date filed
11/8/2023
Form type
13F-HR
Num holdings
1,375
Total value ($000)
$4,844,001
Net value change ($000)
-154,309 (-3.1%)
New positions
84
Sold out positions
120
Turnover %
2.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/3/2023 Next filing: 2/13/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DAUG 18,604 NEW
DFAT 6,933 NEW
GOOGL 6,381 13.2%
LLY 6,363 20.4%
COP 5,987 71.4%
AMGN 5,677 24.1%
GOOGL 5,146 10.5%
CVX 4,962 16.6%
EOG 4,861 66.8%
KVUE 4,344 NEW
Top Reduces (Value $000, Stocks/ETFs)
AAPL -24,963 -11.2%
MSFT -16,171 -6.6%
DDEC -15,113 -100.0%
MRK -8,699 -28.4%
Midstream Co LLC -7,920 -88.5%
JNJ -7,321 -19.1%
RTX -4,457 -30.3%
PFE -4,163 -16.2%
MDT -4,009 -19.2%
AXP -3,877 -30.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type