Cetera Investment Advisers

Q3 2023 13F-HR Holdings

Location
Schaumburg, IL
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
2,201
Total value ($000)
$11,584,745
Net value change ($000)
-310,350 (-2.6%)
New positions
131
Sold out positions
125
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/10/2023 Next filing: 2/13/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TFLO 46,256 113.1%
PULS 24,023 571.3%
TLT 23,525 51.8%
EFV 20,570 32.3%
IVW 19,565 49.5%
SGOV 16,764 840.7%
JPST 16,718 193.6%
VDE 13,696 620.3%
SPY 13,485 9.0%
TIP 13,382 112.0%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -60,332 -16.9%
GOVT -38,213 -60.9%
IUSB -29,919 -15.3%
EFG -26,236 -29.2%
QUAL -23,547 -21.4%
ESGU -22,274 -34.8%
IEMG -21,437 -21.8%
TLH -19,723 -63.8%
MBB -18,065 -18.6%
VTI -15,498 -5.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 178 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type