Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Q4 2023 13F-HR Holdings
Net value change ($000)
+457,550
(17.9%)
New positions
51
Sold out positions
19
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q3 2023
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| NVDA | 55,255 | 207.6% |
| QUAL | 32,536 | 41.8% |
| MTUM | 18,817 | 17.1% |
| AAPL | 16,415 | 15.5% |
| IQLT | 14,035 | 18.5% |
| DFUV | 13,164 | 20.7% |
| VTIP | 11,429 | 8.5% |
| MSFT | 10,782 | 20.8% |
| VNQ | 10,727 | 25.3% |
| EFV | 9,742 | 14.5% |
Top Reduces (Value $000, Stocks/ETFs)
| AVGO | -2,658 | -45.2% |
| Invesco Exchange-Traded Self-Indexed Fund Trust | -2,432 | -100.0% |
| SPLUNK INC | -2,337 | -70.5% |
| CVX | -1,922 | -12.7% |
| JNJ | -1,867 | -17.5% |
| TSLA | -1,652 | -13.1% |
| COR | -1,526 | -87.0% |
| XOM | -1,151 | -8.4% |
| BLK | -1,101 | -16.2% |
| BUNGELTD | -1,027 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
67,586
(2.2% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|