Castle Rock Wealth Management, LLC

Q3 2026 13F-HR Holdings

Location
Walnut Creek, CA
Holdings as of
9/30/2026
Date filed
10/9/2026
Form type
13F-HR
Num holdings
269
Total value ($000)
$531,199
Net value change ($000)
+21,762 (4.3%)
New positions
19
Sold out positions
18
Turnover %
8.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/7/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SGOV 14,448 182.5%
GBIL 13,034 174.0%
SCHO 7,621 NEW
CVX 5,533 38.3%
SHV 4,991 783.5%
NVDA 4,424 20.5%
TFLO 3,015 19.6%
FAI 2,986 NEW
IYH 2,422 NEW
MSFT 2,294 27.2%
Top Reduces (Value $000, Stocks/ETFs)
IBM -3,329 -63.9%
MU -3,268 -41.7%
OKE -3,206 -100.0%
VRT -2,597 -52.9%
GLW -2,550 -100.0%
HD -1,937 -65.9%
ORCL -1,898 -100.0%
RF -1,721 -100.0%
GOOGL -1,716 -15.7%
LOW -1,678 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type