FIRST FOUNDATION ADVISORS

Q1 2014 13F-HR Holdings

Location
Irvine, CA
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
196
Total value ($000)
$806,687
Net value change ($000)
+63,285 (8.5%)
New positions
26
Sold out positions
24
Turnover %
7.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/14/2014 Next filing: 8/14/2025 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 20,673 79.6%
UNP 13,302 3779.0%
VEREIT INC COM 12,370 30.1%
SYY 12,183 NEW
GM 11,054 NEW
GILD 6,481 2757.9%
REXR 3,708 13.4%
JNJ 3,408 13.1%
WFC 2,659 13.8%
NVS 2,600 12.2%
Top Reduces (Value $000, Stocks/ETFs)
PEP -16,509 -96.7%
CNQ -10,248 -100.0%
AON -10,139 -43.4%
NCA -2,824 -100.0%
BRK-B -2,313 -100.0%
SPY -1,801 -46.9%
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III -1,328 -100.0%
UPS -1,034 -4.3%
XOM -994 -27.4%
BA -874 -4.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type