SUNRISE PARTNERS LIMITED PARTNERSHIP /CT

Q4 2013 13F-HR Detailed Holdings

Location

Greenwich, CT

Holdings as of

12/31/2013

Date filed

2/14/2014

Form type

13F-HR

Num holdings

1,767

Total value ($000)

$2,000,018

Net value change ($000)

—

New positions

944

Sold out positions

Turnover %

99.0%

Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to previous filing: —

Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.

Top Adds (Value $000, Stocks/ETFs)

XLP	46,857	—
IWM	46,124	—
LIFE TECHNOLOGIES	45,518	—
LinnCo, LLC	16,876	—
LORILLARD INC COM	15,685	—
People's United Financial, Inc.	15,431	—
XOM	15,225	—
UIS	15,107	—
PFE	14,986	—
CAT	14,622	—

Top Reduces (Value $000, Stocks/ETFs)

—

Instrument mix + QoQ Δ (ex-options)

Derivatives reported exposure ($000): 256,179 (12.8% of total reported value)

How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.

Filter:

Instrument:

Issuer Name	Ticker	Sector	Industry	Class	History	Value ($000)	%	Shares	Shares Δ	Shares Δ%	Value Δ ($000)	Value Δ%	Principal	Option Type	Discretion	Other Manager	Sole	Shared	None

Other Managers

Num	Name	File Number
1	Riley Creek Capital Management LLC	028-14816
2	Ergoteles LLC	028-15313
3	Kinneret Advisory, LLC	028-15308
4	Schecter Capital LP	028-15947
5	Rockville Capital, LLC	028-15946