Morningstar Investment Services, Inc.

Q1 2014 13F-HR Holdings

Location
Chicago, IL
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
197
Total value ($000)
$1,464,926
Net value change ($000)
+136,434 (10.3%)
New positions
17
Sold out positions
22
Turnover %
3.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/7/2014 Next filing: 8/7/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VTI 15,699 11.5%
UPS 12,893 NEW
BND 11,385 12.2%
EXC 11,250 48.2%
SEA LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS 9,153 43.5%
Unilever PLC 7,239 94.9%
BAX 6,916 160.1%
VEA 6,297 11.0%
PM 6,157 23.0%
SNY 5,639 142.8%
Top Reduces (Value $000, Stocks/ETFs)
KMI -13,423 -95.7%
INTC -10,968 -73.1%
USB -10,665 -93.2%
PPL -6,417 -72.6%
AEP -6,363 -33.4%
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER -5,328 -93.5%
CMP -5,173 -51.1%
TAP -5,092 -89.6%
ORI -4,975 -87.2%
ET -3,241 -51.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type