MENDON CAPITAL ADVISORS CORP

Q1 2014 13F-HR Holdings

Location
Rochester, NY
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
110
Total value ($000)
$299,296
Net value change ($000)
+40,802 (15.8%)
New positions
26
Sold out positions
26
Turnover %
44.2%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
YADKIN VALLEY FINANCIAL C 15,096 NEW
SBCF 7,855 NEW
GLEACHER & CO INC 5,722 NEW
HTB 4,956 266.3%
CENTER BANCORP INC 3,438 NEW
WSBF 3,377 NEW
SQUARE 1 FINANCIAL INC 3,165 NEW
CHARTER FINL CORP MD 2,994 NEW
SCHW 2,734 NEW
Investors Bancorp, Inc. 2,650 NEW
Top Reduces (Value $000, Stocks/ETFs)
Yadkin Valley Financial Corp -10,032 -100.0%
SBCF -8,343 -100.0%
GLEACHER & CO INC -5,220 -100.0%
AMERICAN CAPITAL AGENCY CORP -2,894 -100.0%
VIEWPOINT FINANCIAL -2,882 -100.0%
CHARTER FINANCIAL -2,869 -100.0%
C -2,606 -100.0%
ACRE -2,269 -69.3%
CBU -2,232 -100.0%
JACKSONVILLE BANCORP -1,885 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 38,657 (12.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type