D. E. Shaw & Co., Inc.

Q3 2020 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2020
Date filed
11/16/2020
Form type
13F-HR
Num holdings
3,776
Total value ($000)
$97,714,809
Net value change ($000)
+13,765,795 (16.4%)
New positions
275
Sold out positions
339
Turnover %
3.2%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/14/2020 Next filing: 2/16/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DIS 655,219 404.6%
AMD 591,726 129.2%
BABA 473,557 138.0%
BA 407,594 477.1%
JD 317,989 854.0%
ZM 298,689 332.8%
CVNA 270,301 121.6%
XYZ 254,982 104.3%
NKE 237,519 723.5%
ROKU 227,718 940.5%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -677,342 -35.1%
JPM -285,683 -54.1%
PG -228,815 -25.3%
TMUS -200,761 -72.2%
HON -194,472 -67.0%
DOCU -190,565 -51.0%
MRK -179,227 -26.8%
COST -173,926 -21.1%
UAL -161,525 -98.1%
LMT -157,129 -71.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 23,220,527 (23.8% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type