D. E. Shaw & Co., Inc.

Q3 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
4,923
Total value ($000)
$110,811,155
Net value change ($000)
-5,046,072 (-4.4%)
New positions
584
Sold out positions
558
Turnover %
8.4%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/16/2021 Next filing: 2/14/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AIY 685,508 859.7%
BKNG 539,702 124.1%
BABA 435,634 2037.8%
XLNX 398,814 170.7%
CMG 275,604 568.8%
CAT 256,483 484.5%
MSFT 219,639 13.9%
SE 205,803 NEW
TWTR 190,497 339.0%
TMO 190,270 170.0%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -949,322 -40.3%
AMZN -520,765 -40.4%
ROKU -429,064 -89.0%
QCOM -401,716 -47.8%
GOOGL -343,421 -35.4%
BIDU -340,567 -73.8%
CRM -337,278 -74.6%
FTCHQ -336,569 -81.6%
PLUG -314,737 -62.1%
XYZ -309,272 -75.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 32,474,230 (29.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type