D. E. Shaw & Co., Inc.

Q3 2023 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
4,217
Total value ($000)
$95,783,607
Net value change ($000)
-2,113,059 (-2.2%)
New positions
314
Sold out positions
333
Turnover %
5.2%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/14/2023 Next filing: 2/14/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMZN 478,888 111.2%
EL 414,673 1520.7%
MSFT 304,176 14.1%
VMWA 254,960 184.5%
EMB 238,208 1684.4%
NKE 230,168 713.1%
C 217,425 184.8%
FISV 203,086 596.5%
PFE 198,692 83.6%
AIY 187,962 63.2%
Top Reduces (Value $000, Stocks/ETFs)
WMT -570,403 -66.2%
TSLA -524,850 -42.5%
NVDA -379,362 -20.8%
SEDG -378,272 -93.5%
LLY -307,252 -85.3%
TMUS -295,145 -57.7%
PANW -253,667 -80.1%
BAC -250,622 -80.4%
NFLX -229,226 -70.2%
CVX -227,672 -77.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 35,300,908 (36.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type