Seros Financial, LLC

Q3 2025 13F-HR/A Holdings

Location
Tempe, AZ
Holdings as of
9/30/2025
Date filed
12/11/2025
Form type
13F-HR/A - RESTATEMENT
Num holdings
63
Total value ($000)
$165,259
Net value change ($000)
+7,488 (4.7%)
New positions
9
Sold out positions
7
Turnover %
17.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/21/2025 Next filing: 2/6/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SCHWAB STRATEGIC TRUST 10,588 NEW
SPMO 10,463 75.2%
SHYL 4,256 NEW
BRK-B 1,280 13.6%
QQQ 908 6.0%
IWY 890 10.2%
AUSF 856 9.1%
XSMO 793 16.7%
XLG 752 10.6%
BUFB 625 8.9%
Top Reduces (Value $000, Stocks/ETFs)
UJUL -9,037 -100.0%
IVE -8,815 -92.4%
BUFR -8,771 -56.9%
GRPM -911 -100.0%
SPSM -477 -100.0%
OMFL -285 -37.5%
NAPR -228 -100.0%
PLTR -206 -100.0%
QTJL -205 -100.0%
UAPR -204 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type