Carter Financial Group, INC.

Q3 2026 13F-HR Holdings

Location
Barrington, IL
Holdings as of
9/30/2026
Date filed
10/21/2026
Form type
13F-HR
Num holdings
132
Total value ($000)
$196,312
Net value change ($000)
+3,400 (1.8%)
New positions
12
Sold out positions
14
Turnover %
4.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/30/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BITB 1,890 42.1%
EXXONMOBIL HOLDINGS CORP 1,824 NEW
AAPL 1,002 15.5%
MSFT 958 37.1%
PLTR 918 59.7%
NVDA 720 12.6%
LLY 621 NEW
MUFG 441 NEW
BALT 392 4.7%
SMFG 357 NEW
Top Reduces (Value $000, Stocks/ETFs)
XOM -1,494 -100.0%
AIS -722 -10.8%
BRK-B -554 -2.7%
BHP -325 -100.0%
LII -313 -100.0%
META -298 -38.3%
KLAC -269 -100.0%
GOOGL -256 -6.5%
ASML -250 -35.2%
RIO -249 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type