Seros Financial, LLC

Q3 2026 13F-HR Holdings

Location
Gilbert, AZ
Holdings as of
9/30/2026
Date filed
10/21/2026
Form type
13F-HR
Num holdings
68
Total value ($000)
$196,891
Net value change ($000)
+4,913 (2.6%)
New positions
10
Sold out positions
8
Turnover %
9.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/13/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AVLV 9,286 93.3%
LVHI 2,851 25.5%
PHYS 2,190 NEW
SCHX 1,415 25.8%
VOO 777 NEW
BUFQ 768 7.1%
BUFR 586 6.0%
FPE 490 4.9%
QTUM 478 NEW
QTAC 465 NEW
Top Reduces (Value $000, Stocks/ETFs)
XLG -10,795 -100.0%
QQQ -1,596 -8.7%
SPMO -1,587 -5.5%
ORN -1,396 -49.2%
XSMO -953 -5.8%
TSLA -500 -66.5%
BIV -408 -32.8%
HYBI -400 -100.0%
EEM -309 -100.0%
INTC -219 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type