DWM Financial Group, Inc.

Q3 2026 13F-HR Holdings

Location
Palatine, IL
Holdings as of
9/30/2026
Date filed
10/28/2026
Form type
13F-HR
Num holdings
65
Total value ($000)
$127,735
Net value change ($000)
+15,538 (13.8%)
New positions
28
Sold out positions
3
Turnover %
15.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPYM 2,703 NEW
FBNC 1,783 88.6%
QUS 1,501 NEW
DMAR 1,376 4.7%
XLSR 1,360 NEW
QEFA 1,217 NEW
ALLW 1,031 NEW
HYBL 977 NEW
RLY 920 NEW
SPEM 849 NEW
Top Reduces (Value $000, Stocks/ETFs)
IAU -6,313 -43.3%
JHMM -598 -4.5%
PWRD -560 -9.0%
PATK -428 -43.9%
KGC -217 -100.0%
CDE -215 -100.0%
BSSX -214 -100.0%
BSMY -207 -48.7%
IBIT -193 -12.8%
AVUV -157 -1.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type