Location
Stamford, CT
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
439
Total value ($000)
$322,076
Net value change ($000)
+57 (0.0%)
New positions
42
Sold out positions
24
Turnover %
1.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/31/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 2,559 37.8%
XOM 2,427 NEW
AAPL 911 15.3%
SPY 685 1.6%
ABBV 331 4.3%
ED 289 192.7%
MRK 218 13.5%
XLV 216 5.7%
NVDA 212 14.8%
T 185 35.9%
Top Reduces (Value $000, Stocks/ETFs)
XOM -2,032 -100.0%
SDY -891 -3.4%
GLW -762 -39.8%
RSP -631 -1.9%
SPLV -423 -5.6%
TJX -390 -11.8%
VO -390 -2.3%
AGG -327 -6.4%
MCD -294 -14.2%
XLY -266 -7.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type