Nantahala Capital Management, LLC

Q3 2026 13F-HR Holdings

Location
New Canaan, CT
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
169
Total value ($000)
$3,162,036
Net value change ($000)
+158,100 (5.3%)
New positions
32
Sold out positions
16
Turnover %
14.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RARE 35,160 NEW
BVS 30,874 54.5%
REGN 23,613 NEW
OBSIDIAN THERAPEUTICS INC 16,473 NEW
PTON 14,938 49.5%
MDXG 13,848 75.4%
FOSL 13,378 58.7%
DSGR 12,079 89.3%
RESEARCH ALLIANCE CORP III 11,913 NEW
EOLS 11,080 28.5%
Top Reduces (Value $000, Stocks/ETFs)
QURE -20,988 -100.0%
IMAX -17,926 -68.3%
AVR -11,882 -35.7%
ITGR -10,401 -100.0%
HGV -9,862 -18.2%
GUTS -8,968 -100.0%
AMLX -8,741 -100.0%
GLTO -7,231 -100.0%
GLUE -7,176 -45.5%
TBBK -7,099 -9.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,383,140 (43.7% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type