Location
Carmel, CA
Holdings as of
3/31/2014
Date filed
5/19/2014
Form type
13F-HR
Num holdings
165
Total value ($000)
$126,750
Net value change ($000)
-9,490 (-7.0%)
New positions
4
Sold out positions
31
Turnover %
10.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/11/2014 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
UBS AG JERSEY BRH 11,881 4500.4%
EEM 7,781 1227.3%
INVESCO EXCHANGE-TRADED FUND TRUST 7,601 317.0%
TBT 6,050 NEW
PFF 1,354 48.2%
EFA 629 59.6%
RWX 593 10.1%
VNQ 432 27.4%
GLD 422 6.1%
Invesco Global Listed Private Equity ETF 286 454.0%
Top Reduces (Value $000, Stocks/ETFs)
TLT -16,003 -70.3%
AMLP -10,831 -98.2%
SPY -6,889 -100.0%
IJH -4,438 -98.6%
IJR -2,904 -96.4%
PLUM CREEK -1,781 -92.7%
CEW -896 -20.7%
IFGL -595 -9.8%
MFIC -333 -9.2%
ARCC -294 -6.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type