Spectrum Asset Management, Inc.
Q1 2014 13F-HR Holdings
Net value change ($000)
+11,683
(5.1%)
New positions
1
Sold out positions
0
Turnover %
0.6%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| HSBC | 4,826 | 13.8% |
| WFC | 2,774 | 4.9% |
| ROYAL BK SCOTLAND GROUP PLC | 1,354 | NEW |
| ATMP | 1,336 | 71.7% |
| HPS | 1,176 | 11.1% |
| ATMP | 715 | 2.5% |
| ROYAL BK SCOTLAND GROUP PLC | 581 | 8.9% |
| BTZ | 563 | 3.5% |
| ATMP | 327 | 1.7% |
| ROYAL BK SCOTLAND GROUP PLC | 76 | 5.4% |
Top Reduces (Value $000, Stocks/ETFs)
| ATMP | -967 | -4.5% |
| ROYAL BANK OF SCOTLAND GROUP PLC | -749 | -2.7% |
| ROYAL BK SCOTLAND GROUP PLC | -189 | -30.5% |
| ROYAL BK SCOTLAND GROUP PLC | -93 | -21.4% |
| ROYAL BK SCOTLAND GROUP PLC | -59 | -17.6% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|