PRINCIPAL FINANCIAL GROUP INC

Q3 2020 13F-HR Detailed Holdings

Location
Des Moines, IA
Holdings as of
9/30/2020
Date filed
11/6/2020
Form type
13F-HR
Num holdings
3,558
Total value ($000)
$118,835,371
Net value change ($000)
+6,050,354 (5.4%)
New positions
126
Sold out positions
89
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/5/2020 Next filing: 2/23/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AON 441,538 4912.0%
AAPL 403,736 15.3%
AMZN 279,962 10.5%
MSFT 218,488 7.1%
VTR 202,938 816.7%
NVDA 191,335 37.9%
CRM 187,361 33.3%
SBUX 180,390 74.6%
NFLX 172,726 49.2%
CPRT 143,486 22.1%
Top Reduces (Value $000, Stocks/ETFs)
BRK-B -265,819 -30.4%
DOC -165,754 -62.3%
VIPS -139,093 -97.2%
NXPI -125,696 -96.7%
XOM -106,234 -30.8%
CACC -104,831 -20.3%
CVX -98,892 -23.1%
CSCO -82,422 -24.2%
AVB -77,786 -9.1%
TFC -72,913 -51.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Principal Global Investors, LLC 028-1549
2 Principal Real Estate Investors, LLC 028-10400
3 Principal Life Insurance Co 028-793
4 Principal Financial Services, Inc 028-10107