UBS OCONNOR LLC

Q2 2013 13F-HR/A Holdings

Location
Chicago, IL
Holdings as of
6/30/2013
Date filed
5/14/2014
Form type
13F-HR/A - NEW HOLDINGS
Num holdings
4
Total value ($000)
$161,919
Net value change ($000)
+115,131 (246.1%)
New positions
4
Sold out positions
2
Turnover %
128.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/13/2014 Next filing: 5/14/2014 SEC filing

Snapshot: Change Analysis

Compared to Q1 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Life Technologies Corp 94,000 NEW
SMITHFIE 55,186 NEW
WARNER C 7,952 NEW
DOLE FOO 4,781 NEW
Top Reduces (Value $000, Stocks/ETFs)
GARDNER DENVER INC -39,212 -100.0%
ADVANCED DRAIN SYS INC D -7,576 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type