STEELHEAD PARTNERS LLC

Q1 2014 13F-HR Holdings

Location
Bellevue, WA
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
69
Total value ($000)
$1,162,024
Net value change ($000)
+88,308 (8.2%)
New positions
5
Sold out positions
2
Turnover %
4.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Resolute Forest Products Inc. 52,223 25.4%
HLF 15,141 NEW
MU 2,528 51.1%
FIFTH STREET FINANCE CORP COM 1,220 96.3%
SONDE RESOURCES CORP. 927 NEW
MFIC 744 NEW
SATS 238 NEW
BALTIC TRADING LIMITED 215 NEW
*CBEYOND INC 190 12.3%
TK 59 17.1%
Top Reduces (Value $000, Stocks/ETFs)
ENDEAVOUR INTL CORP COM NEW -18,910 -57.7%
ALPHA NATURAL RES -17,451 -19.5%
LEVEL 3 COMM -5,031 -5.6%
PENDRELL CORP -3,070 -100.0%
SONDE RES CORP -1,507 -100.0%
NAK -456 -23.4%
Walter Energy Inc -78 -54.9%
RIG -40 -16.2%
PEABODY ENERGY -27 -16.4%
PARAGON SHIPPING INC -5 -8.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 7,790 (0.7% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type