PRENTISS SMITH & CO INC

Q1 2014 13F-HR Holdings

Location
Brattleboro, VT
Holdings as of
3/31/2014
Date filed
4/16/2014
Form type
13F-HR
Num holdings
260
Total value ($000)
$188,561
Net value change ($000)
-2,546 (-1.3%)
New positions
21
Sold out positions
16
Turnover %
10.5%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RGR 8,437 NEW
KUBTY 5,372 NEW
VZ 4,949 5264.9%
WFC 852 7.9%
FOUNDATION MEDICINE INC COM 835 34.0%
GEN DIGITAL INC 659 NEW
JNJ 611 9.4%
NVDA 516 10.1%
NVS 459 3.9%
PNC 404 9.1%
Top Reduces (Value $000, Stocks/ETFs)
VOD -15,765 -100.0%
SILVER SPRING NETWORKS INC -4,033 -100.0%
KYOCY -927 -11.0%
XEROX CORP -610 -8.7%
CELG -417 -28.4%
PG -329 -2.5%
COST -327 -10.0%
SAPIENT CORPORATION -294 -3.7%
ED -287 -22.4%
Alphabet Inc. Class C -250 -18.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type