ASSETMARK, INC

Q3 2013 13F-HR/A Detailed Holdings

Location
Concord, CA
Holdings as of
9/30/2013
Date filed
2/11/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
380
Total value ($000)
$3,959,924
Net value change ($000)
—
New positions
380
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

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Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 738,866 —
FLOT 163,789 —
VGK 138,833 —
BARCLAYS BANK PLC 136,117 —
IEF 109,850 —
EEM 85,192 —
MBB 77,227 —
VEU 69,413 —
SPAB 65,732 —
IVV 63,768 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 AqGen Liberty Holdings, LLC 028-15638
2 AssetMark Financial Holdings, Inc. 028-15639
3 AssetMark Financial, Inc. 028-15637