Transamerica Financial Advisors, Inc.

Q1 2014 13F-HR Holdings

Location
Clearwater, FL
Holdings as of
3/31/2014
Date filed
4/15/2014
Form type
13F-HR
Num holdings
655
Total value ($000)
$1,006,374
Net value change ($000)
+85,920 (9.3%)
New positions
81
Sold out positions
36
Turnover %
3.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/21/2014 Next filing: 7/14/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XLB 32,690 89.4%
IYE 31,268 87.7%
IYH 29,170 80.9%
IYW 29,077 78.2%
XLF 26,697 97.6%
BND 9,197 13.8%
IYF 7,308 79.8%
HYMB 5,228 NEW
MARKET VECTORS ETF TR HG YLD MUN ETF 5,213 NEW
VGK 3,929 70.2%
Top Reduces (Value $000, Stocks/ETFs)
IYJ -36,941 -99.7%
XLY -35,279 -92.9%
XLP -32,532 -91.4%
BIV -6,439 -99.9%
HYS -4,525 -54.5%
SJNK -4,520 -49.3%
FMC -2,692 -100.0%
ACWV -2,673 -99.9%
SIGMA ALDRICH -2,652 -99.9%
GL -2,525 -96.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type