Neuberger Berman Group LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/5/2014
Form type
13F-HR
Num holdings
1,607
Total value ($000)
$98,322,603
Net value change ($000)
+1,037,292 (1.1%)
New positions
136
Sold out positions
140
Turnover %
1.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
REGENCY ENERGY PARTNERS L P COM UNITS L P 465,735 87.3%
COST 251,459 134.4%
EBAY 243,489 45.3%
DE 231,305 115.9%
SLB 208,557 44.7%
SNDK 197,661 50.8%
JNJ 178,004 27.6%
DELPHI AUTOMOTIVE PLC 165,333 370.2%
DAL 160,083 50.4%
NEE 138,092 46.8%
Top Reduces (Value $000, Stocks/ETFs)
PVR PARTNERSHIP LP -439,008 -100.0%
ONIT -232,532 -63.6%
BA -209,466 -16.4%
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER -198,591 -83.5%
Alphabet Inc. Class C -157,714 -20.8%
KMI -147,209 -63.1%
ICE -136,136 -43.0%
ABBV -133,968 -58.0%
FDX -130,744 -37.5%
KO -130,126 -46.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 38,431 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type