CASPIAN CAPITAL LP

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/13/2014
Form type
13F-HR
Num holdings
12
Total value ($000)
$220,143
Net value change ($000)
-65,921 (-23.0%)
New positions
2
Sold out positions
3
Turnover %
43.5%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NPO 15,284 NEW
DIN 7,673 52.1%
LRN 4,692 1847.2%
DFC GLOBAL CORP 4,415 NEW
HARBINGER GROUP INC 1,555 15.0%
GENTIVA HEALTH SVCS INC 1,104 59.3%
Top Reduces (Value $000, Stocks/ETFs)
GM -20,850 -100.0%
AGO -13,614 -100.0%
DIGITAL GENERATION INC -8,868 -100.0%
DYNEGY INC NEW DEL -4,240 -6.7%
OSG -2,673 -21.6%
IRON MTN INC NEW REIT -1,464 -9.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 8,460 (3.8% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type