CARRET ASSET MANAGEMENT, LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
267
Total value ($000)
$500,947
Net value change ($000)
+11,508 (2.4%)
New positions
10
Sold out positions
9
Turnover %
5.4%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ALPHABET INC CL C 5,839 NEW
VOD 3,745 NEW
VZ 2,352 48.5%
JNJ 2,329 18.3%
CMCSA 1,749 81.3%
HEALTH CARE REIT INC COM 843 38.1%
GLW 701 17.0%
MSFT 683 9.2%
MARATHON OIL CORP 615 42.0%
APC 553 12.1%
Top Reduces (Value $000, Stocks/ETFs)
VOD -7,581 -100.0%
Alphabet Inc. Class C -5,852 -100.0%
WY -1,281 -100.0%
XOM -628 -5.1%
CVX -458 -4.2%
GE -429 -3.0%
PLUM CREEK -405 -100.0%
GS -342 -7.7%
HIG -309 -7.5%
MCD -307 -7.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type