Ulysses Management LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
55
Total value ($000)
$507,934
Net value change ($000)
-76,163 (-13.0%)
New positions
9
Sold out positions
3
Turnover %
12.5%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CCK 12,080 NEW
DREAMWORKS ANIMATION SKG INC 6,372 NEW
SHUTTERFLY INC 4,100 16.1%
INTRALINKS 3,762 243.5%
CONSTELLIUM SE 3,686 72.0%
IDCC 2,209 25.8%
MSFT 2,152 9.6%
BANC 2,119 632.5%
CCOI 1,954 NEW
BSRR 1,910 NEW
Top Reduces (Value $000, Stocks/ETFs)
C -8,057 -29.7%
OUTERWALL INC R0 -7,377 -81.2%
ARMK -1,573 -100.0%
AIG -1,370 -7.5%
FIRST SEC GROUP INC COM -1,320 -9.6%
EMC -1,258 -100.0%
EXPE -960 -30.6%
MTCH -785 -4.9%
CLICKSOFTWARE TECHNOLOGIES -750 -100.0%
SNDK -503 -40.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 246,195 (48.5% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type