GABELLI SECURITIES, INC.

Q1 2014 13F-HR/A Holdings

Location
Rye, NY
Holdings as of
3/31/2014
Date filed
5/16/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
126
Total value ($000)
$367,573
Net value change ($000)
+90,657 (32.7%)
New positions
46
Sold out positions
43
Turnover %
92.6%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BEAM INC 37,013 NEW
FOREST LAB 25,983 NEW
ARTHROCARE CORP 15,986 NEW
ATMI INC 13,718 NEW
HI-TECH PHARMACAL CO INC 12,170 204.2%
JOS A BANK CLOTHIERS INC 11,161 NEW
*ACCELRYS INC 8,972 NEW
MLM 8,107 NEW
LSI LOGIC 7,895 58.5%
EPL OIL & GAS INC 7,253 NEW
Top Reduces (Value $000, Stocks/ETFs)
LIFE TECHNOLOGIES -30,127 -100.0%
VIROPHARMA INC -23,925 -100.0%
*LEAP WIRELESS INTL INC -18,238 -100.0%
SANTARUS INC -12,829 -100.0%
HEALTH MGMT -7,098 -100.0%
GIVEN IMAGING -5,477 -100.0%
HARRIS TEETER SUPERMARKETS I -5,187 -100.0%
COLE REAL ESTATE INVTS INC COM -3,981 -100.0%
ZOLTEK COS INC -3,638 -100.0%
HEI -2,796 -58.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type