ADVENT CAPITAL MANAGEMENT /DE/

Q4 2022 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
12/31/2022
Date filed
2/14/2023
Form type
13F-HR
Num holdings
253
Total value ($000)
$5,763,677
Net value change ($000)
+246,859 (4.5%)
New positions
11
Sold out positions
31
Turnover %
1891.2%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/15/2022 Next filing: 5/12/2023 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PIONEER NATURAL RESOURCES CO 4,431 NEW
HAL 3,935 NEW
PH 3,783 NEW
LOW 2,989 NEW
VZ 2,955 NEW
GOOGL 2,662 NEW
ASML 2,459 NEW
ABBV 2,424 NEW
OXY 1,921 156.3%
KEY 1,742 NEW
Top Reduces (Value $000, Stocks/ETFs)
BAC -189,387 -100.0%
WFC -137,053 -100.0%
NEE -71,877 -100.0%
KKR -67,984 -100.0%
NI -61,006 -100.0%
AEP -50,902 -100.0%
BSX -23,942 -100.0%
DHR -22,821 -100.0%
APTV -20,107 -100.0%
SWK -17,668 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 162,653 (2.8% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
2 Russell Investments Group, Ltd. 028-17598