Nikko Asset Management Americas, Inc.

Q3 2023 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2023
Date filed
11/9/2023
Form type
13F-HR
Num holdings
195
Total value ($000)
$8,364,982
Net value change ($000)
-1,134,650 (-11.9%)
New positions
4
Sold out positions
6
Turnover %
0.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2023 Next filing: 2/8/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPOT 42,249 204.1%
ACHR 28,241 90.4%
CCJ 25,063 NEW
PLTR 25,035 26.8%
RXRX 20,705 331.4%
AVDX 14,240 NEW
TSM 13,082 973.4%
META 12,748 23.3%
DNA 12,374 13.2%
QSI 11,269 389.1%
Top Reduces (Value $000, Stocks/ETFs)
XYZ -200,237 -33.7%
SHOP -119,331 -26.8%
U -97,982 -29.8%
TSLA -80,785 -15.2%
SDGR -80,445 -66.5%
EXAS -71,035 -34.7%
PACB -69,117 -38.1%
COIN -61,190 -9.7%
TDOC -55,961 -28.1%
CRSP -41,064 -20.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type